It appears as if they didn’t just mishandle the data, but also used that data to help investors price their offers based on several confidential factors.
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Is there anything the SEC could intervene with on that particular allegation - I mean, it's more-or-less insider trading right?
Before launching the product behind this there were questions about regulatory compliance.
> “Andrea Walne, Carta's head of liquidity solutions, was pushed out after she raised concerns about regulatory compliance [of CartaX].”
https://www.nytimes.com/2020/08/30/business/carta-workers-in...